Also available at KansasCityLaw.tv In this video, Jason M. Kueser discusses typical causes of action in securities cases. These typical actions are: (1) fraud, (2) securities fraud, (3) breach of fiduciary duty, (4) breach of contract, (5) violation of state securities laws, (6) violation of federal securities laws, and (7) negligence.
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This video is provided for informational purposes only and nothing contained herein is or should be constituted as legal advice. If you have questions related to any legal topic, you should consult with an attorney and should not rely solely upon information provided via the internet. All content provided on this blog are subject to the Disclaimer at the bottom of the page.
The choice of an attorney is an important one and should not be based solely upon advertisements such as this website. Past results afford no guarantee of future results. Every case is different and must be judged on its own merits.
*Any information submitted via this website may not be secure and/or confidential. Merely contacting this firm does not establish an attorney-client relationship.
Four new people have been indicted in connection with a federal investigation into an investment fraud scheme focused on the now dissolved Benchmark Capital, Inc., which allegedly swindled some Blount County residents. Federal agents arrested Brian ...See all stories on this topic » […]
I remember a story about a retired policeman who was tricked into taking out a $100,000 mortgage on a house that he'd already paid off in hopes of banking a double-digit return. But the “investment banker” was a fraud, and the policeman, who had put ...See all stories on this topic » […]
HOUSTON (May 23, 2013)—Samuel Ray Palasota, 52, of Houston, who authorities say portrayed himself as a pastor running a religious-themed investment program, is charged with 24 counts of fraud for what federal prosecutors say was a real estate ...See all stories on this topic » […]
(WBIR) Four additional people have been charged in connection with an alleged investment fraud scheme that targeted the elderly in Tennessee and North Carolina. According to a press release from the U.S. Attorney's Office, dozens invested more than ...See all stories on this topic » […]
Page 1 of 1. CHICAGO (AP) — A former Lake County man has been sentenced to more than six years in federal prison for a $1.6 million investment fraud scheme. The U.S. Attorney's Office in Chicago says 54-year-old William Block was sentenced Thursday.See all stories on this topic » […]
Investment adviser Pierre Montpellier, who lived the good life from 1995 until 1998, conned 125 locals out of more than $5 million before the fraud was discovered. He fled to London, England, got married and had a new job when the law caught up with ...See all stories on this topic » […]
Chicago, IL-(ENEWSPF)- A former Lake County man was sentenced today to more than six years in federal prison for cheating at least 20 victims of approximately $1.6 million in an investment fraud scheme. The defendant, William Block, promised investors ...See all stories on this topic » […]
Then, the investment fraud criminal bombards them with a flurry of influence tactics after they determine which buttons to push. This can leave even the savviest person in a haze—making it easier for the fraudster to walk away with the victim's hard ...See all stories on this topic »Better Business Bureau (blog) […]
The government proved that Block lied to at least 20 people to get them to give him money in an investment fraud scheme between May 2002 and November 2008, according to a statement from federal prosecutors. Block told the investors he would use their ...See all stories on this topic » […]
HOUSTON (AP) — A 52-year-old Houston man who portrayed himself as a pastor running a religious-themed investment program is charged with 24 counts of fraud for what federal prosecutors say was a real estate scheme that cost a Mississippi woman ...See all stories on this topic » […]
The case began in federal court in Kentucky as a securities fraud class action claiming that the pharmaceutical distributor deceived investors when it concealed its supposedly illegal kickback and false billing deals with pharma manufacturers ...See all stories on this topic »Thomson Reuters News & Insight […]
Net) – Charlotte hedge fund manager Stephen Ewing Maiden has pleaded guilty to securities fraud for hiding investment losses that cost his victims at least $8.9 million, and was released on a $50,000 unsecured bond until sentencing. “U.S. Magistrate ...See all stories on this topic » […]
FARGO — A former West Fargo securities broker charged with bilking investors out of more than $900,000 in a Ponzi-type scheme has agreed to plead guilty. Robert Medhus, 65, was charged in Cass County District Court with 16 counts of securities fraud, ...See all stories on this topic » […]
NEW YORK--The Securities and Exchange Commission on Thursday charged a former Georgia-based LPL Financial LLC adviser with fraud, accusing him of misappropriating about $2 million from at least six clients. Blake Richards allegedly directed ...See all stories on this topic » […]
Charlotte man pleads guilty to securities fraud Associated Press |. A Charlotte man has pleaded guilty to carrying out an $8.9 million Ponzi scheme. Stephen Maiden pleaded guilty Thursday to securities fraud and was released on bond. The 40-year-old ...See all stories on this topic » […]
A former Bell Potter Securities advisor has been sentenced to five years in jail for fraudulent conduct which cost investors and self-managed superannuation fund holders more than $1.6 million. Glen Evans pleaded guilty to 10 different fraud-related ...See all stories on this topic » […]
Subscribe to our newsletter. City of South Miami Charged by SEC for Muni Fraud in Tax-Exempt Status. The Securities and Exchange Commission is usually seen going after individuals, fiduciary managers, and companies for various aspects of investor fraud.See all stories on this topic » […]
Russell Erxleben will remain in custody pending his second federal fraud trial. U.S. Magistrate Andrew Austin on May 16 rejected bond for Erxleben, who was indicted in January on wire fraud, securities fraud, and money laundering charges related to an ...See all stories on this topic » […]
Stephen Maiden pleaded guilty Thursday to securities fraud and was released on bond. The 40-year-old Maiden faces a maximum penalty of 20 years in prison and a $250,000 fine. The U.S. Attorney's Office in Charlotte says Maiden conducted a Ponzi ...See all stories on this topic » […]
A former Charlotte hedge fund manager pleaded guilty to securities fraud in federal court on Thursday and was released on a $50,000 unsecured bond until sentencing. Stephen Maiden, 40, reached a plea agreement in February with the U.S. Attorney's ...See all stories on this topic »Charlotte Observer […]
